AlignedComply

Senior Managers Regime Obligations

Every obligation Halycon Payments Ltd carries under the Senior Managers and Certification Regime, derived from the firm's Senior Manager Function selections.

Total
18
Overdue
2
Due soon
5
On track
11
ObligationHandbookNamed holderDueDaysStatus
Safeguarding Audit: annual
smcr
SUP 3A.9.1RMarcus Bellini23 Oct 202610d late
Overdue
SAR Reporting Procedures review
smcr
MLR 2017 Reg 21Ravi Mehta28 Oct 20265d late
Overdue
Safeguarding Account Reconciliation
smcr
CASS 15.8.19RMarcus Bellini12 Nov 20269d
Due soon
MLRO Annual Report to Board
smcr
SYSC 6.3.7GRavi Mehta17 Nov 202614d
Due soon
FCA regulatory reporting sign-off
regdata
SYSC 24.2.6RAisha Lawson22 Nov 202619d
Due soon
Regulatory Change Log: quarterly review
smcr
SYSC 6.1.1RAisha Lawson2 Dec 202629d
Due soon
Payment Services Regulatory Capital review
smcr
PSR 2017 Reg 22Marcus Bellini2 Dec 202629d
Due soon
Compliance Monitoring Programme: annual review
smcr
SYSC 6.1.3BRAisha Lawson17 Dec 202644d
On track
Individual Conduct Rules training: all staff
smcr
COCON 2.1.1RMarcus Bellini1 Jan 202759d
On track
Financial Crime Risk Assessment: annual review
smcr
MLR 2017 Reg 18Ravi Mehta1 Jan 202759d
On track
Customer Due Diligence Procedures review
smcr
MLR 2017 Reg 28Ravi Mehta16 Jan 202774d
On track
Annual Responsibilities Map review
smcr
SYSC 24.2.1RMarcus Bellini31 Jan 202789d
On track
Staff AML Training Records review
smcr
MLR 2017 Reg 24Ravi Mehta31 Jan 202789d
On track
Statement of Responsibilities: annual review
smcr
SUP 10C.11.20RMarcus Bellini2 Mar 2027119d
On track
Complaints handling procedures review
smcr
DISP 1.3.1RMarcus Bellini1 Apr 2027149d
On track
Training and Competence scheme review
smcr
TC 2.1.12RAisha Lawson1 May 2027179d
On track
Payment Services Terms and Conditions review
smcr
PSR 2017 Reg 48Marcus Bellini1 May 2027179d
On track
Annual Fitness and Propriety assessment
fitness and propriety
FIT 1.3.1BGMarcus Bellini28 Sep 2027329d
On track