FCA Platform

Senior Managers Regime Obligations

Every obligation Halycon Payments Ltd carries under the Senior Managers and Certification Regime, derived from the firm's Senior Manager Function selections.

Total
18
Overdue
2
Due soon
5
On track
11
ObligationHandbookNamed holderDueDaysStatus
Safeguarding Audit: annual
smcr
CASS 15.3.1RMarcus Bellini26 Aug 202610d late
Overdue
SAR Reporting Procedures review
smcr
MLR 2017 Reg 21Ravi Mehta31 Aug 20265d late
Overdue
Safeguarding Account Reconciliation
smcr
CASS 15.2.1RMarcus Bellini15 Sep 20269d
Due soon
MLRO Annual Report to Board
smcr
SUP 12.6.7GRavi Mehta20 Sep 202614d
Due soon
FCA regulatory reporting sign-off
regdata
SYSC 4.9.8RAisha Lawson25 Sep 202619d
Due soon
Regulatory Change Log: quarterly review
smcr
SYSC 4.1.1RAisha Lawson5 Oct 202629d
Due soon
Payment Services Regulatory Capital review
smcr
PSR 2017 Reg 6Marcus Bellini5 Oct 202629d
Due soon
Compliance Monitoring Programme: annual review
smcr
SYSC 4.1.1RAisha Lawson20 Oct 202644d
On track
Individual Conduct Rules training: all staff
smcr
COCON 2.1.1RMarcus Bellini4 Nov 202659d
On track
Financial Crime Risk Assessment: annual review
smcr
MLR 2017 Reg 18Ravi Mehta4 Nov 202659d
On track
Customer Due Diligence Procedures review
smcr
MLR 2017 Reg 28Ravi Mehta19 Nov 202674d
On track
Annual Responsibilities Map review
smcr
SYSC 4.9.4RMarcus Bellini4 Dec 202689d
On track
Staff AML Training Records review
smcr
MLR 2017 Reg 24Ravi Mehta4 Dec 202689d
On track
Statement of Responsibilities: annual review
smcr
SYSC 4.9.7RMarcus Bellini3 Jan 2027119d
On track
Complaints handling procedures review
smcr
DISP 1.3.1RMarcus Bellini2 Feb 2027149d
On track
Training and Competence scheme review
smcr
TC 2.1.1RAisha Lawson4 Mar 2027179d
On track
Payment Services Terms and Conditions review
smcr
PSR 2017 Reg 48Marcus Bellini4 Mar 2027179d
On track
Annual Fitness and Propriety assessment
fitness and propriety
FIT 1.3.1GMarcus Bellini1 Aug 2027329d
On track