Senior Managers Regime Obligations
Every obligation Halycon Payments Ltd carries under the Senior Managers and Certification Regime, derived from the firm's Senior Manager Function selections.
Total
18
Overdue
2
Due soon
5
On track
11
| Obligation | Handbook | Named holder | Due | Days | Status | |
|---|---|---|---|---|---|---|
Safeguarding Audit: annual smcr | CASS 15.3.1R | Marcus Bellini | 9 Jul 2026 | 10d late | Overdue | |
SAR Reporting Procedures review smcr | MLR 2017 Reg 21 | Ravi Mehta | 14 Jul 2026 | 5d late | Overdue | |
Safeguarding Account Reconciliation smcr | CASS 15.2.1R | Marcus Bellini | 29 Jul 2026 | 9d | Due soon | |
MLRO Annual Report to Board smcr | SUP 12.6.7G | Ravi Mehta | 3 Aug 2026 | 14d | Due soon | |
FCA regulatory reporting sign-off regdata | SYSC 4.9.8R | Aisha Lawson | 8 Aug 2026 | 19d | Due soon | |
Regulatory Change Log: quarterly review smcr | SYSC 4.1.1R | Aisha Lawson | 18 Aug 2026 | 29d | Due soon | |
Payment Services Regulatory Capital review smcr | PSR 2017 Reg 6 | Marcus Bellini | 18 Aug 2026 | 29d | Due soon | |
Compliance Monitoring Programme: annual review smcr | SYSC 4.1.1R | Aisha Lawson | 2 Sep 2026 | 44d | On track | |
Individual Conduct Rules training: all staff smcr | COCON 2.1.1R | Marcus Bellini | 17 Sep 2026 | 59d | On track | |
Financial Crime Risk Assessment: annual review smcr | MLR 2017 Reg 18 | Ravi Mehta | 17 Sep 2026 | 59d | On track | |
Customer Due Diligence Procedures review smcr | MLR 2017 Reg 28 | Ravi Mehta | 2 Oct 2026 | 74d | On track | |
Annual Responsibilities Map review smcr | SYSC 4.9.4R | Marcus Bellini | 17 Oct 2026 | 89d | On track | |
Staff AML Training Records review smcr | MLR 2017 Reg 24 | Ravi Mehta | 17 Oct 2026 | 89d | On track | |
Statement of Responsibilities: annual review smcr | SYSC 4.9.7R | Marcus Bellini | 16 Nov 2026 | 119d | On track | |
Complaints handling procedures review smcr | DISP 1.3.1R | Marcus Bellini | 16 Dec 2026 | 149d | On track | |
Training and Competence scheme review smcr | TC 2.1.1R | Aisha Lawson | 15 Jan 2027 | 179d | On track | |
Payment Services Terms and Conditions review smcr | PSR 2017 Reg 48 | Marcus Bellini | 15 Jan 2027 | 179d | On track | |
Annual Fitness and Propriety assessment fitness and propriety | FIT 1.3.1G | Marcus Bellini | 14 Jun 2027 | 329d | On track |