FCA Platform

Senior Managers Regime Obligations

Every obligation Saffron Credit Introductions Ltd carries under the Senior Managers and Certification Regime, derived from the firm's Senior Manager Function selections.

Total
15
Overdue
1
Due soon
2
On track
12
ObligationHandbookNamed holderDueDaysStatus
SAR Reporting Procedures review
smcr
MLR 2017 Reg 21Priya Shah31 Aug 20265d late
Overdue
MLRO Annual Report to Board
smcr
SUP 12.6.7GPriya Shah20 Sep 202614d
Due soon
Regulatory Change Log: quarterly review (SMF1 responsibility)
smcr
SYSC 4.1.1RDaniel Okafor5 Oct 202629d
Due soon
Compliance Monitoring Programme: annual review (SMF1 responsibility)
smcr
SYSC 4.1.1RDaniel Okafor20 Oct 202644d
On track
Individual Conduct Rules training: all staff
smcr
COCON 2.1.1RDaniel Okafor4 Nov 202659d
On track
Financial Crime Risk Assessment: annual review
smcr
MLR 2017 Reg 18Priya Shah4 Nov 202659d
On track
Affordability Assessment Procedures review
smcr
CONC 5.2A.4RDaniel Okafor4 Nov 202659d
On track
Customer Due Diligence Procedures review
smcr
MLR 2017 Reg 28Priya Shah19 Nov 202674d
On track
Annual Responsibilities Map review
smcr
SYSC 4.9.4RDaniel Okafor4 Dec 202689d
On track
Staff AML Training Records review
smcr
MLR 2017 Reg 24Priya Shah4 Dec 202689d
On track
Pre-Contract Information Disclosure review
smcr
CONC 4.2.1RDaniel Okafor4 Dec 202689d
On track
Credit Broker Fee Disclosure review
smcr
CONC 4.5.1RDaniel Okafor24 Dec 2026109d
On track
Statement of Responsibilities: annual review
smcr
SYSC 4.9.7RDaniel Okafor3 Jan 2027119d
On track
Complaints handling procedures review
smcr
DISP 1.3.1RDaniel Okafor2 Feb 2027149d
On track
Annual Fitness and Propriety assessment
fitness and propriety
FIT 1.3.1GDaniel Okafor1 Aug 2027329d
On track