FCA Platform

Senior Managers Regime Obligations

Every obligation Saffron Credit Introductions Ltd carries under the Senior Managers and Certification Regime, derived from the firm's Senior Manager Function selections.

Total
15
Overdue
1
Due soon
2
On track
12
ObligationHandbookNamed holderDueDaysStatus
SAR Reporting Procedures review
smcr
MLR 2017 Reg 21Priya Shah24 May 20265d late
Overdue
MLRO Annual Report to Board
smcr
SUP 12.6.7GPriya Shah13 Jun 202614d
Due soon
Regulatory Change Log: quarterly review (SMF1 responsibility)
smcr
SYSC 4.1.1RDaniel Okafor28 Jun 202629d
Due soon
Compliance Monitoring Programme: annual review (SMF1 responsibility)
smcr
SYSC 4.1.1RDaniel Okafor13 Jul 202644d
On track
Individual Conduct Rules training: all staff
smcr
COCON 2.1.1RDaniel Okafor28 Jul 202659d
On track
Financial Crime Risk Assessment: annual review
smcr
MLR 2017 Reg 18Priya Shah28 Jul 202659d
On track
Affordability Assessment Procedures review
smcr
CONC 5.2A.4RDaniel Okafor28 Jul 202659d
On track
Customer Due Diligence Procedures review
smcr
MLR 2017 Reg 28Priya Shah12 Aug 202674d
On track
Annual Responsibilities Map review
smcr
SYSC 4.9.4RDaniel Okafor27 Aug 202689d
On track
Staff AML Training Records review
smcr
MLR 2017 Reg 24Priya Shah27 Aug 202689d
On track
Pre-Contract Information Disclosure review
smcr
CONC 4.2.1RDaniel Okafor27 Aug 202689d
On track
Credit Broker Fee Disclosure review
smcr
CONC 4.5.1RDaniel Okafor16 Sep 2026109d
On track
Statement of Responsibilities: annual review
smcr
SYSC 4.9.7RDaniel Okafor26 Sep 2026119d
On track
Complaints handling procedures review
smcr
DISP 1.3.1RDaniel Okafor26 Oct 2026149d
On track
Annual Fitness and Propriety assessment
fitness and propriety
FIT 1.3.1GDaniel Okafor24 Apr 2027329d
On track