AlignedComply

Senior Managers Regime Obligations

Every obligation Saffron Credit Introductions Ltd carries under the Senior Managers and Certification Regime, derived from the firm's Senior Manager Function selections.

Total
15
Overdue
1
Due soon
2
On track
12
ObligationHandbookNamed holderDueDaysStatus
SAR Reporting Procedures review
smcr
MLR 2017 Reg 21Priya Shah28 Oct 20265d late
Overdue
MLRO Annual Report to Board
smcr
SYSC 6.3.7GPriya Shah17 Nov 202614d
Due soon
Regulatory Change Log: quarterly review (SMF1 responsibility)
smcr
SYSC 6.1.1RDaniel Okafor2 Dec 202629d
Due soon
Compliance Monitoring Programme: annual review (SMF1 responsibility)
smcr
SYSC 6.1.3BRDaniel Okafor17 Dec 202644d
On track
Individual Conduct Rules training: all staff
smcr
COCON 2.1.1RDaniel Okafor1 Jan 202759d
On track
Financial Crime Risk Assessment: annual review
smcr
MLR 2017 Reg 18Priya Shah1 Jan 202759d
On track
Affordability Assessment Procedures review
smcr
CONC 5.2A.4RDaniel Okafor1 Jan 202759d
On track
Customer Due Diligence Procedures review
smcr
MLR 2017 Reg 28Priya Shah16 Jan 202774d
On track
Annual Responsibilities Map review
smcr
SYSC 24.2.1RDaniel Okafor31 Jan 202789d
On track
Staff AML Training Records review
smcr
MLR 2017 Reg 24Priya Shah31 Jan 202789d
On track
Pre-Contract Information Disclosure review
smcr
CONC 4.2.5RDaniel Okafor31 Jan 202789d
On track
Credit Broker Fee Disclosure review
smcr
CONC 4.5.3RDaniel Okafor20 Feb 2027109d
On track
Statement of Responsibilities: annual review
smcr
SUP 10C.11.20RDaniel Okafor2 Mar 2027119d
On track
Complaints handling procedures review
smcr
DISP 1.3.1RDaniel Okafor1 Apr 2027149d
On track
Annual Fitness and Propriety assessment
fitness and propriety
FIT 1.3.1BGDaniel Okafor28 Sep 2027329d
On track