AlignedComply

Senior Managers Regime Obligations

Every obligation Borough Consumer Credit Ltd carries under the Senior Managers and Certification Regime, derived from the firm's Senior Manager Function selections.

Total
10
Overdue
0
Due soon
1
On track
9
ObligationHandbookNamed holderDueDaysStatus
Regulatory Change Log: quarterly review (SMF1 responsibility)
smcr
SYSC 6.1.1RHelen Carter2 Dec 202629d
Due soon
Compliance Monitoring Programme: annual review (SMF1 responsibility)
smcr
SYSC 6.1.3BRHelen Carter17 Dec 202644d
On track
Creditworthiness Assessment review
smcr
CONC 5.2A.4RHelen Carter17 Dec 202644d
On track
Individual Conduct Rules training: all staff
smcr
COCON 2.1.1RHelen Carter1 Jan 202759d
On track
Pre-Contract Credit Information review
smcr
CONC 4.2.5RHelen Carter16 Jan 202774d
On track
Annual Responsibilities Map review
smcr
SYSC 24.2.1RHelen Carter31 Jan 202789d
On track
Arrears and Forbearance Procedures review
smcr
CONC 7.3.4RHelen Carter10 Feb 202799d
On track
Statement of Responsibilities: annual review
smcr
SUP 10C.11.20RHelen Carter2 Mar 2027119d
On track
Complaints handling procedures review
smcr
DISP 1.3.1RHelen Carter1 Apr 2027149d
On track
Annual Fitness and Propriety assessment
fitness and propriety
FIT 1.3.1BGHelen Carter28 Sep 2027329d
On track