FCA Platform

Senior Managers Regime Obligations

Every obligation Borough Consumer Credit Ltd carries under the Senior Managers and Certification Regime, derived from the firm's Senior Manager Function selections.

Total
10
Overdue
0
Due soon
1
On track
9
ObligationHandbookNamed holderDueDaysStatus
Regulatory Change Log: quarterly review (SMF1 responsibility)
smcr
SYSC 4.1.1RHelen Carter28 Jun 202629d
Due soon
Compliance Monitoring Programme: annual review (SMF1 responsibility)
smcr
SYSC 4.1.1RHelen Carter13 Jul 202644d
On track
Creditworthiness Assessment review
smcr
CONC 5.2.1RHelen Carter13 Jul 202644d
On track
Individual Conduct Rules training: all staff
smcr
COCON 2.1.1RHelen Carter28 Jul 202659d
On track
Pre-Contract Credit Information review
smcr
CONC 4.2.1RHelen Carter12 Aug 202674d
On track
Annual Responsibilities Map review
smcr
SYSC 4.9.4RHelen Carter27 Aug 202689d
On track
Arrears and Forbearance Procedures review
smcr
CONC 7.3.1RHelen Carter6 Sep 202699d
On track
Statement of Responsibilities: annual review
smcr
SYSC 4.9.7RHelen Carter26 Sep 2026119d
On track
Complaints handling procedures review
smcr
DISP 1.3.1RHelen Carter26 Oct 2026149d
On track
Annual Fitness and Propriety assessment
fitness and propriety
FIT 1.3.1GHelen Carter24 Apr 2027329d
On track